Chief Financial Officer, Chief Compliance Officer · PT Capital Advisors, LLC
Michael Moore
CRD 6926823 · Named on Form ADV at one SEC-registered adviser
At a glance
PT Capital Advisors, LLC, an SEC-registered private fund adviser based in Anchorage, AK with $57 million in regulatory assets, lists Michael Moore on its Form ADV as Chief Financial Officer, Chief Compliance Officer, a control person.
Firms and roles
- PT Capital Advisors, LLCChief Financial Officer, Chief Compliance OfficerPrivate fund adviser · Anchorage, AK · $57M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Hugh S. ShortChief Executive Officer, President and Director, PT Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.