Adviser and broker representative · A.G.p. / Alliance Global Partners

Michael A. Mondiello Jr.

CRD 2440455 · New York, NY

At a glance

Michael A. Mondiello Jr. is an investment adviser representative with A.G.p. / Alliance Global Partners in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Michael’s SEC record dates to 2004, about 22 years ago. Michael is also registered as a broker representative.

Current advisory firm

A.G.p. / Alliance Global PartnersSince November 2022New York, NY · $2.9B in regulatory assets

SEC adviser record

Registered since: 2004 (22 years)
Designations: None on file
Exams: Series 63, Series 65
Registered in: 9 states
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Michael’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 2 firmsLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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