Chief Compliance Officer · Grain Management, LLC
Michael D. Mattia
CRD 8230660 · Named on Form ADV at one SEC-registered adviser
At a glance
Grain Management, LLC, an SEC-registered private fund adviser based in Washington, DC with $8.1 billion in regulatory assets, lists Michael D. Mattia on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Grain Management, LLCChief Compliance OfficerPrivate fund adviser · Washington, DC · $8.1B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David J. GrainChief Executive Officer, Grain Management, LLC
- Erika L. GrayChief Financial Officer, Grain Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.