Chief Compliance Officer · Wealthspire Advisors
Michael J Del Priore
CRD 6221161 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Wealthspire Advisors, an SEC-registered wealth manager based in New York, NY with $34.3 billion in regulatory assets, lists Michael J Del Priore on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.
Firms and roles
- Wealthspire AdvisorsChief Compliance OfficerWealth manager · New York, NY · $34B in regulatory assets
- Fi3 Financial Advisors, LLCChief Compliance OfficerWealth manager · Indianapolis, IN · $1.1B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2019 (7 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 5 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Brett R. SchneiderDirector, Wealthspire Advisors
- Eric M. SontagPresident, Wealthspire Advisors
- Veronica E. MooDirector, Wealthspire Advisors
- Michael A. LamenaChief Executive Officer, Wealthspire, LP, Wealthspire Advisors
- Brian D. PowersChief Financial Officer, Wealthspire Advisors
8 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.