Owner and Chief Compliance Officer · The Fauser Group, LLC
Michael E. Fauser
CRD 2695008 · Named on Form ADV at one SEC-registered adviser
At a glance
The Fauser Group, LLC, an SEC-registered wealth manager based in Mercer Island, WA with $314 million in regulatory assets, lists Michael E. Fauser on its Form ADV as Owner and Chief Compliance Officer, a control person.
Firms and roles
- The Fauser Group, LLCOwner and Chief Compliance OfficerWealth manager · Mercer Island, WA · $314M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.