Adviser and broker representative · Founders Financial Securities LLC
Michael O. Brooks
CRD 2562243 · Ramrod Key, FL
At a glance
Michael O. Brooks is an investment adviser representative with Founders Financial Securities LLC in Ramrod Key, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Michael’s SEC record dates to 2003, about 23 years ago. Michael is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Founders Financial Securities LLCSince July 2006Ramrod Key, FL · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.