Chief Compliance Officer/member · Olde Wealth Management, LLC
Micah R. Brooks
CRD 4519636 · Named on Form ADV at one SEC-registered adviser
At a glance
Olde Wealth Management, LLC, an SEC-registered wealth manager with $377 million in regulatory assets, lists Micah R. Brooks on its Form ADV as Chief Compliance Officer/member, a control person.
Firms and roles
- Olde Wealth Management, LLCChief Compliance Officer/memberWealth manager · United States · $377M in regulatory assets
AtlasMembers
Micah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Denton J. OldeCeo/managing Member, Olde Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Micah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.