CCO and Managing Member · Equilibria Wealth Management, LLC
Mercedes G. Barker
CRD 5232805 · Named on Form ADV at one SEC-registered adviser
At a glance
Equilibria Wealth Management, LLC, an SEC-registered wealth manager based in Katy, TX with $130 million in regulatory assets, lists Mercedes G. Barker on its Form ADV as CCO and Managing Member, a control person.
Firms and roles
- Equilibria Wealth Management, LLCCCO and Managing MemberWealth manager · Katy, TX · $130M in regulatory assets
AtlasMembers
Mercedes’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John M. MooreManaging Member, Equilibria Wealth Management, LLC
- Gary W. WarrenManaging Member, Equilibria Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mercedes’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.