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Chief Compliance Officer · Strait & Sound

Melanie M. Lee

CRD 7301268 · Named on Form ADV at one SEC-registered adviser

At a glance

Strait & Sound, an SEC-registered wealth manager with $334 million in regulatory assets, lists Melanie M. Lee on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Strait & SoundChief Compliance OfficerWealth manager · United States · $334M in regulatory assets

AtlasMembers

Melanie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Melanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.