Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
McFaddin Moise III
CRD 4334645 · North Fort Myers, FL
At a glance
McFaddin Moise III is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Fort Myers, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on McFaddin’s SEC record dates to 2010, about 15 years ago. McFaddin is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince February 2019North Fort Myers, FL · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2010 (15 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
McFaddin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.