Adviser and broker representative · Thrivent Asset Management, LLC
Maxime K. Shaughnessy
CRD 6154667 · Minneapolis, MN
At a glance
Maxime K. Shaughnessy is an investment adviser representative with Thrivent Asset Management, LLC in Minneapolis, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Maxime’s SEC record dates to 2013, about 13 years ago. Maxime is also registered as a broker representative.
Current advisory firm
- Thrivent Asset Management, LLCSince July 2019Minneapolis, MN · $48B in regulatory assets
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Maxime’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.