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Chief Compliance Officer · Desert Rose Capital Management, Inc.

Mausmi Pala

CRD 7892312 · Named on Form ADV at one SEC-registered adviser

At a glance

Desert Rose Capital Management, Inc., an SEC-registered wealth manager based in Meridian, ID with $192 million in regulatory assets, lists Mausmi Pala on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Mausmi’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Kirk A. StaffordPresident & Chief Executive Officer, Desert Rose Capital Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mausmi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.