Adviser and broker representative · Ameriprise Financial Services, LLC
Maurice A. Valdivieso
CRD 1243889 · Portland, OR
At a glance
Maurice A. Valdivieso is an investment adviser representative with Ameriprise Financial Services, LLC in Portland, OR, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Maurice’s SEC record dates to 2012, about 14 years ago. Maurice is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince September 2017Portland, OR · $660B in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Maurice’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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