Chief Compliance Officer · Leon Capital Management, LLC
Matthew D. Thompson
CRD 8246951 · Named on Form ADV at one SEC-registered adviser
At a glance
Leon Capital Management, LLC, an SEC-registered private fund adviser based in Dallas, TX with $245 million in regulatory assets, lists Matthew D. Thompson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Leon Capital Management, LLCChief Compliance OfficerPrivate fund adviser · Dallas, TX · $245M in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Sean D. WoodPresident, Industrial, Leon Capital Management, LLC
- Fernando R. De LeonChief Executive Officer, Leon Capital Management, LLC
- Joshua A. CanafaxDirector of Investments, Leon Capital Management, LLC
- Blake SchroederPresident, Multifamily, Leon Capital Management, LLC
- Hunter G. DallasPresident, Direct Investments, Leon Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.