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Vice President Trading and Operations · Aurora Investment Counsel

Mason J. Gaddis

CRD 8186201 · Named on Form ADV at one SEC-registered adviser

At a glance

Aurora Investment Counsel, an SEC-registered wealth manager based in Atlanta, GA with $253 million in regulatory assets, lists Mason J. Gaddis on its Form ADV as Vice President Trading and Operations.

Firms and roles

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Mason’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David J. YuciusPresident and Chief Executive Officer, Aurora Investment Counsel
  • Michael T. DoyleVice President and Chief Compliance Officer, Aurora Investment Counsel

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.