Adviser and broker representative · J.p. Morgan Securities LLC
Mary Warmbier
CRD 7449469 · Palo Alto, CA
At a glance
Mary Warmbier is an investment adviser representative with J.p. Morgan Securities LLC in Palo Alto, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Mary’s SEC record dates to 2023, about 3 years ago. Mary is also registered as a broker representative.
Current advisory firm
- J.p. Morgan Securities LLCSince January 2023Palo Alto, CA · $430B in regulatory assets
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mary’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.