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Chief Compliance Officer · Westrock Asset Management, LLC

Mary A. Smith

CRD 7248964 · Named on Form ADV at one SEC-registered adviser

At a glance

Westrock Asset Management, LLC, an SEC-registered private fund adviser based in Little Rock, AR with $163 million in regulatory assets, lists Mary A. Smith on its Form ADV as Chief Compliance Officer.

Firms and roles

AtlasMembers

Mary’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Scott T. FordChairman, Westrock Asset Management, LLC
  • Samuel T. FordChief Executive Officer and Chief Investment Officer, Westrock Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.