Investment adviser representative · Asia Global Asset Management, Inc.
Marvin Y. Shiue
CRD 1978832 · Alameda, CA
At a glance
Marvin Y. Shiue is an investment adviser representative with Asia Global Asset Management, Inc. in Alameda, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Marvin’s SEC record dates to 2006, about 20 years ago.
Current advisory firm
- Asia Global Asset Management, Inc.Since December 2009Alameda, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Marvin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Asia Global Asset Management, Inc.
- Samuel D. HongAlameda
- Wanwan HongAlameda
- Michael L. HsuAlameda
Every advisor at Asia Global Asset Management, Inc. →Financial advisors in Alameda, CA →Every Asia Global Asset Management, Inc. advisor in Alameda →Advisor Moves: who changed firms this week →