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Partner, General Counsel, Chief Compliance Officer · Rockwood Capital, LLC

Marti E. Breier

CRD 7529249 · Named on Form ADV at one SEC-registered adviser

At a glance

Rockwood Capital, LLC, an SEC-registered private fund adviser based in New York, NY with $10.6 billion in regulatory assets, lists Marti E. Breier on its Form ADV as Partner, General Counsel, Chief Compliance Officer, a control person.

Firms and roles

  • Rockwood Capital, LLCPartner, General Counsel, Chief Compliance OfficerPrivate fund adviser · New York, NY · $11B in regulatory assets

AtlasMembers

Marti’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Marti on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marti’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.