Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Marlon Miniet Rivas
CRD 8279746 · Bonita Springs, FL
At a glance
Marlon Miniet Rivas is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bonita Springs, FL, according to the SEC’s Investment Adviser Public Disclosure records. Marlon is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince September 2026Bonita Springs, FL · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2026
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marlon’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Ana F. Rincon DiazBonita Springs
- Halie A. StewartBonita Springs
- Sonia VieiraBonita Springs
- Scott A'HearnIndianapolis
- William S. A'HearnNew York
- Mostafa AamerFlorham Park
- Ashlyn AaronNew York
- Mohammed AaterSan Francisco
Every advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news, moves and payouts →Financial advisors in Bonita Springs, FL →Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Bonita Springs →Advisor Moves: who changed firms this week →