Adviser and broker representative · LPL Financial LLC
Mark A. Swartzendruber
CRD 2001983 · Friendship, WI
At a glance
Mark A. Swartzendruber is an investment adviser representative with LPL Financial LLC in Friendship, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Mark’s SEC record dates to 2010, about 16 years ago. Mark is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- LPL Financial LLCSince June 2010Friendship, WI · $819B in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mark’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.