Chief Compliance Officer, Chief Administrative Officer, Managing Director · Stieven Capital Advisors, L.P.
Mark J. Ross
CRD 2768023 · Named on Form ADV at one SEC-registered adviser
At a glance
Stieven Capital Advisors, L.P., an SEC-registered private fund adviser based in St. Louis, MO with $563 million in regulatory assets, lists Mark J. Ross on its Form ADV as Chief Compliance Officer, Chief Administrative Officer, Managing Director, a control person.
Firms and roles
- Stieven Capital Advisors, L.P.Chief Compliance Officer, Chief Administrative Officer, Managing DirectorPrivate fund adviser · St. Louis, MO · $563M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Joseph A. StievenChairman & Chief Executive Officer, Stieven Capital Advisors, L.P.
- Stephen L. CovingtonManaging Director, Portfolio Manager, Stieven Capital Advisors, L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.