Chief Compliance Officer · First Citizens Asset Management, Inc
Mark S. Marrone
CRD 1987907 · Named on Form ADV at one SEC-registered adviser
At a glance
First Citizens Asset Management, Inc, an SEC-registered wealth manager based in Raleigh, NC with $465 million in regulatory assets, lists Mark S. Marrone on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- First Citizens Asset Management, IncChief Compliance OfficerWealth manager · Raleigh, NC · $465M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Brent CilianoDirector, First Citizens Asset Management, Inc
- Michael Christopher WilsonDirector, President, First Citizens Asset Management, Inc
- Mary CeceDirector, Secretary, First Citizens Asset Management, Inc
- Michael Lee LongestDirector, Chief Financial Officer, First Citizens Asset Management, Inc
- Thaddeus W. YasunagaChief Investment Officer, First Citizens Asset Management, Inc
1 more person named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.