Managing Director, Chief Compliance Officer · Warwick Group II, Inc.
Mark N. Kozak
CRD 6029644 · Named on Form ADV at one SEC-registered adviser
At a glance
Warwick Group II, Inc., an SEC-registered private fund adviser with $370 million in regulatory assets, lists Mark N. Kozak on its Form ADV as Managing Director, Chief Compliance Officer, a control person.
Firms and roles
- Warwick Group II, Inc.Managing Director, Chief Compliance OfficerPrivate fund adviser · United States · $370M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.