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Chief Compliance Officer · Charles Schwab Investment Management, Inc

Mark Hunter

CRD 4781778 · Named on Form ADV at one SEC-registered adviser

At a glance

Charles Schwab Investment Management, Inc, an SEC-registered asset manager based in SAN Francisco, CA with $1.7 trillion in regulatory assets, lists Mark Hunter on its Form ADV as Chief Compliance Officer.

Firms and roles

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Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Omar Aguilar ChavezDirector, Chief Executive Officer, President and Chief Investment Officer, Charles Schwab Investment Management, Inc
  • Richard A WursterDirector, Charles Schwab Investment Management, Inc
  • William P. McMahonChief Investment Officer, Charles Schwab Investment Management, Inc
  • Catherine M. MacgregorChief Legal Officer, Charles Schwab Investment Management, Inc
  • Jessica A. SeidlitzChief Financial Officer and Chief Operating Officer, Charles Schwab Investment Management, Inc

2 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.