Chief Compliance Officer · Andrew Garrett, Inc.
Mark Henry Maurer
CRD 1496683 · Named on Form ADV at one SEC-registered adviser
At a glance
Andrew Garrett, Inc., an SEC-registered broker-dealer firm based in New York, NY with $521 million in regulatory assets, lists Mark Henry Maurer on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Andrew Garrett, Inc.Chief Compliance OfficerBroker-dealer firm · New York, NY · $521M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Andrew Garrett SycoffChief Executive Officer/director, Andrew Garrett, Inc.
- James Robert Jr MitchellChief Administrative Officer, Andrew Garrett, Inc.
- Jannelle Lynn Cannizzaro-FongChief Financial Officer/finop, Andrew Garrett, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.