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General Counsel and Chief Compliance Officer · Arnhold LLC

Mark D. Goldstein

CRD 3063669 · Named on Form ADV at one SEC-registered adviser

At a glance

Arnhold LLC, an SEC-registered asset manager based in New York, NY with $6.4 billion in regulatory assets, lists Mark D. Goldstein on its Form ADV as General Counsel and Chief Compliance Officer, a control person.

Firms and roles

  • Arnhold LLCGeneral Counsel and Chief Compliance OfficerAsset manager · New York, NY · $6.4B in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.