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Chief Executive Officer\chief Compliance Officer\shareholder · Smith Affiliated Capital Corp.

Maria Smith

CRD 2287357 · Named on Form ADV at one SEC-registered adviser

At a glance

Smith Affiliated Capital Corp., an SEC-registered asset manager based in New York, NY with $1.7 billion in regulatory assets, lists Maria Smith on its Form ADV as Chief Executive Officer\chief Compliance Officer\shareholder, a control person.

Firms and roles

AtlasMembers

Maria’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Robert G SmithChairman Emeritus\ Chief Economist, Smith Affiliated Capital Corp.
  • Matthew J. SmithCo-President \ Shareholder, Smith Affiliated Capital Corp.
  • Erwin D. TonogbanuaVice President \ Portfolio Manager, Smith Affiliated Capital Corp.
  • Paul MatusVice President - Portfolio Manager, Smith Affiliated Capital Corp.
  • Jiang PengCo-President \ Chief Investment Officer \ Shareholder, Smith Affiliated Capital Corp.

2 more people named with Maria on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.