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Chief Compliance Officer · 3b1 Partners, LLC

Maria P. Carrico

CRD 4037178 · Named on Form ADV at one SEC-registered adviser

At a glance

3b1 Partners, LLC, an SEC-registered private fund adviser based in New York, NY with $392 million in regulatory assets, lists Maria P. Carrico on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • 3b1 Partners, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $392M in regulatory assets

AtlasMembers

Maria’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.