Chief Compliance Officer, Principal · Anchor Investment Management
Margaret E. Pender
CRD 4964815 · Named on Form ADV at one SEC-registered adviser
At a glance
Anchor Investment Management, an SEC-registered wealth manager based in Columbia, SC with $1.5 billion in regulatory assets, lists Margaret E. Pender on its Form ADV as Chief Compliance Officer, Principal, a control person.
Firms and roles
- Anchor Investment ManagementChief Compliance Officer, PrincipalWealth manager · Columbia, SC · $1.5B in regulatory assets
AtlasMembers
Margaret’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- W P. DornPrincipal/owner/managing Member, Anchor Investment Management
- John H. MoormanPrincipal, Anchor Investment Management
- Joy J. WatkinsPrincipal, Anchor Investment Management
- Charles W. WilliamsPrincipal, Anchor Investment Management
- William M. HaseldenPrincipal, Anchor Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Margaret’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.