Partner and Chief Compliance Officer · Eaton-Cambridge Inc.
Marc T Giannone
CRD 5781192 · Named on Form ADV at one SEC-registered adviser
At a glance
Eaton-Cambridge Inc., an SEC-registered wealth manager based in Phoenix, AZ with $481 million in regulatory assets, lists Marc T Giannone on its Form ADV as Partner and Chief Compliance Officer, a control person.
Firms and roles
- Eaton-Cambridge Inc.Partner and Chief Compliance OfficerWealth manager · Phoenix, AZ · $481M in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert R. KorljanPartner, Eaton-Cambridge Inc.
- Shawna StapletonTax Partner, Eaton-Cambridge Inc.
- Nathan BergstromPartner, Eaton-Cambridge Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.