Chief Compliance Officer · Ascentris
Marc D. Soicher
CRD 5603320 · Named on Form ADV at one SEC-registered adviser
At a glance
Ascentris, an SEC-registered private fund adviser based in Denver, CO with $122 million in regulatory assets, lists Marc D. Soicher on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- AscentrisChief Compliance OfficerPrivate fund adviser · Denver, CO · $122M in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Patricia L. NobleManaging Director, Ascentris
- Gabe L. FinkeChief Executive Officer, Ascentris
- Robert A. ToomeyPresident, Ascentris
- Denis J. CurranManaging Director, Ascentris
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.