Chief Compliance Officer · Sierra Capital LLC
Malik Mitchell
CRD 7231124 · Named on Form ADV at one SEC-registered adviser
At a glance
Sierra Capital LLC, an SEC-registered wealth manager based in Miami, FL with $1.6 billion in regulatory assets, lists Malik Mitchell on its Form ADV as Chief Compliance Officer.
Firms and roles
- Sierra Capital LLCChief Compliance OfficerWealth manager · Miami, FL · $1.6B in regulatory assets
AtlasMembers
Malik’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Rafael J. DelasierraManaging Member, Sierra Capital LLC
- Carlos A. PedrosoManaging Member, Sierra Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Malik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.