Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Luz M. Taveras
CRD 7500132 · Hermitage, TN
At a glance
Luz M. Taveras is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hermitage, TN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Luz’s SEC record dates to 2023, about 3 years ago. Luz is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince February 2023Hermitage, TN · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Luz’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.