Chief Compliance Officer · Prosperity Capital Advisors
Luke W Ripienski
CRD 4563278 · Named on Form ADV at one SEC-registered adviser
At a glance
Prosperity Capital Advisors, an SEC-registered wealth manager based in Westlake, OH with $4.4 billion in regulatory assets, lists Luke W Ripienski on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Prosperity Capital AdvisorsChief Compliance OfficerWealth manager · Westlake, OH · $4.4B in regulatory assets
AtlasMembers
Luke’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Luke’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Jason L SmithChief Visionary / Executive Chairman & Founder, Prosperity Capital Advisors
- David M. AlisonPresident of Wealth Management / Founding Partner, Prosperity Capital Advisors
- Ryan P. AsherDirector of Investment Operations, Prosperity Capital Advisors
- Stoyan P. PetevSVP of Advanced Markets, Prosperity Capital Advisors
- Stanley D. MilovancevCEO, Prosperity Capital Advisors
3 more people named with Luke on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Luke’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.