Managing Member · 46 Peaks Investment Advisory Group
Louis C. Fancher
CRD 2772262 · Named on Form ADV at one SEC-registered adviser
At a glance
46 Peaks Investment Advisory Group, an SEC-registered wealth manager based in Newtown, PA with $272 million in regulatory assets, lists Louis C. Fancher on its Form ADV as Managing Member, a control person.
Firms and roles
- 46 Peaks Investment Advisory GroupManaging MemberWealth manager · Newtown, PA · $272M in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Louis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Erik N. MosholtManaging Member, 46 Peaks Investment Advisory Group
- Linda C. ValenteChief Compliance Officer, 46 Peaks Investment Advisory Group
- Brad K. HeindelDirector of Research, 46 Peaks Investment Advisory Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.