CEO · Zermatt Wealth Advisors
Louis D. Dworsky
CRD 1689624 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Zermatt Wealth Advisors, an SEC-registered wealth manager based in SAN Diego, CA with $207 million in regulatory assets, lists Louis D. Dworsky on its Form ADV as CEO, a control person. The SEC filings also name Louis at 1 other registered adviser.
Firms and roles
- Zermatt Wealth AdvisorsCEOWealth manager · SAN Diego, CA · $207M in regulatory assets
- Zermatt Wealth PartnersCEOWealth manager · SAN Diego, CA · $158M in regulatory assets
AtlasMembers
Louis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2000 (25 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Louis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 10 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David P. WhiteChief Compliance Officer, Zermatt Wealth Advisors
- David S. HarrisPresident, Zermatt Wealth Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.