Investment Advisor Representative; Chief Compliance Officer · Koenig Investment Advisory, LLC
Lorrie Anne Miller
CRD 5296122 · Named on Form ADV at one SEC-registered adviser
At a glance
Koenig Investment Advisory, LLC, an SEC-registered wealth manager based in Ashland, OR with $258 million in regulatory assets, lists Lorrie Anne Miller on its Form ADV as Investment Advisor Representative; Chief Compliance Officer.
Firms and roles
- Koenig Investment Advisory, LLCInvestment Advisor Representative; Chief Compliance OfficerWealth manager · Ashland, OR · $258M in regulatory assets
AtlasMembers
Lorrie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Lorrie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeffrey L McCulloughPrincipal; Investment Advisor Representative, Koenig Investment Advisory, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lorrie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.