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Chief Compliance Officer · Peak Financial Advisors

Lorraine E. Haverley

CRD 5029415 · Named on Form ADV at one SEC-registered adviser

At a glance

Peak Financial Advisors, an SEC-registered wealth manager based in Denver, CO with $269 million in regulatory assets, lists Lorraine E. Haverley on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Lorraine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brian T. SellsMajority Owner, Managing Partner, Chief Investment Officer, Peak Financial Advisors
  • Debbie J. FreemanPartner, Director of Tax and Financial Planning, Peak Financial Advisors

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lorraine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.