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Chief Compliance Officer/ General Counsel · Rhumbline Advisers

Lisa A. Sheeler

CRD 6993925 · Named on Form ADV at one SEC-registered adviser

At a glance

Rhumbline Advisers, an SEC-registered asset manager based in Boston, MA with $136.5 billion in regulatory assets, lists Lisa A. Sheeler on its Form ADV as Chief Compliance Officer/ General Counsel, a control person.

Firms and roles

  • Rhumbline AdvisersChief Compliance Officer/ General CounselAsset manager · Boston, MA · $136B in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.