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Vice President · Stuart Investment Advisors, Inc.

Lisa L Bocanegra

CRD 2017210 · Named on Form ADV at one SEC-registered adviser

At a glance

Stuart Investment Advisors, Inc., an SEC-registered wealth manager based in Austin, TX with $631 million in regulatory assets, lists Lisa L Bocanegra on its Form ADV as Vice President.

Firms and roles

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Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Linda J. HeardSecretary/treasurer, Stuart Investment Advisors, Inc.
  • Carl W. StuartPresident/chief Compliance Officer, Stuart Investment Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.