Chief Compliance Officer · Hildene Capital Management
Lisa B. Harris
CRD 6710371 · Named on Form ADV at one SEC-registered adviser
At a glance
Hildene Capital Management, an SEC-registered private fund adviser based in Stamford, CT with $20.2 billion in regulatory assets, lists Lisa B. Harris on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Hildene Capital ManagementChief Compliance OfficerPrivate fund adviser · Stamford, CT · $20B in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Brett R. JeffersonPresident, Co-Chief Investment Officer and Manager, Hildene Capital Management
- John W. ScannellSenior Advisor, Hildene Capital Management
- Dushyant MehraCo-Chief Investment Officer, Hildene Capital Management
- Justin G GregoryPortfolio Manager, Hildene Capital Management
- Jennifer S. NamChief Operating Officer, Hildene Capital Management
2 more people named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.