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Chief Compliance Officer & Chief Financial Officer · Periscope Equity LLC

Lisa B. Harkins

CRD 7399901 · Named on Form ADV at one SEC-registered adviser

At a glance

Periscope Equity LLC, an SEC-registered private fund adviser based in Chicago, IL with $667 million in regulatory assets, lists Lisa B. Harkins on its Form ADV as Chief Compliance Officer & Chief Financial Officer, a control person.

Firms and roles

  • Periscope Equity LLCChief Compliance Officer & Chief Financial OfficerPrivate fund adviser · Chicago, IL · $667M in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.