Adviser and broker representative · Rockefeller Financial LLC
Lingpeng Xiao
CRD 7572952 · Conshohocken, PA
At a glance
Lingpeng Xiao is an investment adviser representative with Rockefeller Financial LLC in Conshohocken, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lingpeng’s SEC record dates to 2025, about 1 years ago. Lingpeng is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Analyst.
Current advisory firm
- Rockefeller Financial LLCSince April 2025Conshohocken, PA · $100B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- Certified Financial Planner, Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lingpeng’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.