Investment adviser representative · New England Capital Financial Advisors LLC
Liam J. Wallace
CRD 7414980 · Cheshire, CT
At a glance
Liam J. Wallace is an investment adviser representative with New England Capital Financial Advisors LLC in Cheshire, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Liam’s SEC record dates to 2021, about 5 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- New England Capital Financial Advisors LLCSince April 2023Cheshire, CT · $768M in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- Certified Financial Planner
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Liam’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.