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Investment Advisor Representative & Chief Compliance Officer · Leslie Marie Giordano

Leslie M. Giordano

CRD 4648231 · Named on Form ADV at one SEC-registered adviser

At a glance

Leslie Marie Giordano, an SEC-registered wealth manager based in Garden City, NY with $63 million in regulatory assets, lists Leslie M. Giordano on its Form ADV as Investment Advisor Representative & Chief Compliance Officer, a control person.

Firms and roles

  • Leslie Marie GiordanoInvestment Advisor Representative & Chief Compliance OfficerWealth manager · Garden City, NY · $63M in regulatory assets

AtlasMembers

Leslie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leslie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.