Managing Member and Chief Compliance Officer · Mohawk Capital Advisors, LLC
Leonard C. Ellis
CRD 3215166 · Named on Form ADV at one SEC-registered adviser
At a glance
Mohawk Capital Advisors, LLC, an SEC-registered wealth manager with $36 million in regulatory assets, lists Leonard C. Ellis on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Mohawk Capital Advisors, LLCManaging Member and Chief Compliance OfficerWealth manager · United States · $36M in regulatory assets
AtlasMembers
Leonard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leonard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.