Treasurer, Vice President, and Director · Sentinel Fund Advisors, Inc.
Leland J Roth
CRD 4372982 · Named on Form ADV at one SEC-registered adviser
At a glance
Sentinel Fund Advisors, Inc., an SEC-registered private fund adviser based in New York, NY with $3.8 billion in regulatory assets, lists Leland J Roth on its Form ADV as Treasurer, Vice President, and Director, a control person.
Firms and roles
- Sentinel Fund Advisors, Inc.Treasurer, Vice President, and DirectorPrivate fund adviser · New York, NY · $3.8B in regulatory assets
AtlasMembers
Leland’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Karen F. HallockAssistant Secretary, Vice President, and Director, Sentinel Fund Advisors, Inc.
- Connell J. WattersSecretary, Sentinel Fund Advisors, Inc.
- John H. ZoellerChief Compliance Officer and Senior Vice President, Sentinel Fund Advisors, Inc.
- Michael F. StreickerPresident and Director; Trustee of the Sentinel Holdings Trust, Sentinel Fund Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leland’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.