Managing Director · Five Mile River Investment Management, LLC
Lee C. Garcia
CRD 4627740 · Named on Form ADV at one SEC-registered adviser
At a glance
Five Mile River Investment Management, LLC, an SEC-registered wealth manager with $109 million in regulatory assets, lists Lee C. Garcia on its Form ADV as Managing Director, a control person.
Firms and roles
- Five Mile River Investment Management, LLCManaging DirectorWealth manager · United States · $109M in regulatory assets
AtlasMembers
Lee’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Chartered Financial Analyst
- Exams
- –
- Registered in
- 5 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Lee’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Martha S. RobbinsPresident, Five Mile River Investment Management, LLC
- Thayer B. RobbinsManaging Director Chief Compliance Officer, Five Mile River Investment Management, LLC
- Mary S. RobbinsManaging Director, Five Mile River Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lee’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.