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Vice President and Chief Compliance Officer · Columbia Management Investment Advisers, LLC

Lee A Faria

CRD 5776595 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Columbia Management Investment Advisers, LLC, an SEC-registered asset manager based in Boston, MA with $502.4 billion in regulatory assets, lists Lee A Faria on its Form ADV as Vice President and Chief Compliance Officer, a control person. The SEC filings also name Lee at 1 other registered adviser.

Firms and roles

AtlasMembers

Lee’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • William F. TruscottChairman of the Board and President, Columbia Management Investment Advisers, LLC
  • Michael G. ClarkeMember, Board of Governors, Senior Vice President and North America Head of Operations and Investor Services, Columbia Management Investment Advisers, LLC
  • Brian M. EngelkingMember, Board of Governors, Vice President and Chief Financial Officer, Columbia Management Investment Advisers, LLC
  • Gene R. TannuzzoManaging Director and Global Head of Fixed Income, Columbia Management Investment Advisers, LLC
  • Michael E DefaoVice President, Chief Legal Officer, and Assistant Secretary, Columbia Management Investment Advisers, LLC

4 more people named with Lee on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lee’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.